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John Michael Mccarthy

Neuberger Berman Bd LLC

New York, NY

Brooklyn, NY

CRD 5683840

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-10
  • NY RA
    APPROVED
    Since 2023-08-10

Branch Locations

1290 Avenue Of The Americas, New York, NY 10104 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Apg Asset Management Us Inc New York NY 11/2013 02/2022
Neuberger Berman New York NY 02/2022 Present
  • 11/2013 → 02/2022
    Apg Asset Management Us Inc
    New York, NY
  • 02/2022 → Present
    Neuberger Berman
    New York, NY
Other Businesses

McCarthy Swan Holdings LLC, is a non-investment related holding company located at my home address 562 10th St., Brooklyn, NY, 11215 which is set up as a property management and maintenance company for real property owned by myself and my spouse. I am a 50% owner and managing agent. Approximate start date is 6/2016. No more than 1 hour a month, and none during trading hours. Duties include annual filings. Culross Corp HOA, Homeowners Association for Culross Dr. Community which manages a common driveway/private road and beach access in Rocky Point, NY. Culross Drive Corp. | HOA in Rocky Point, NY P.O. Box 42, Rocky Point, NY 11778. Treasurer, oversight role for community HOA. Start date: 6/25/2025, 1 after business hours devoted per month. 1/15 estimated interest in common road/beach access.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-09
  • S63 Uniform Securities Agent State Law Examination
    2023-08-09
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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