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Jonathan Howard Friess

LPl Financial LLC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-01-23
  • CA RA
    APPROVED
    Since 2019-01-23

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Inc San Diego CA 05/2016 01/2019
Lpl Financial Llc San Diego CA 01/2019 Present
  • 05/2016 → 01/2019
    Woodbury Financial Services Inc
    San Diego, CA
  • 01/2019 → Present
    Lpl Financial Llc
    San Diego, CA
Previous Registrations
  • 2016-05-04 → 2019-01-09
    Woodbury Financial Services, Inc.
    San Diego, CA
  • 2014-07-16 → 2015-10-23
    Cetera Wealth Services, Llc
    San Diego, CA
  • 2013-06-06 → 2014-07-16
    Woodbury Financial Services, Inc.
    San Diego, CA
  • 2012-05-25 → 2013-02-14
    Independent Financial Group, Llc
    San Diego, CA
    San Diego, CA
  • 2009-10-27 → 2012-05-08
    Woodbury Financial Services, Inc.
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-14
  • S66 Uniform Combined State Law Examination
    2009-10-14

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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