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300 Park Ave 16Th Fl, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-07 |
| NJ | RA | APPROVED | 2016-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maxim Group Llc | New York | NY | 10/2012 | Present |
SHC Capital Management, LLC. 9 Netherton Terrace, Morristown, NJ 07960. Commercial Real Estate, Sole Member as of 07/27/2022, investing in a friend's commercial real estate project, no more than two weeks per year devoted during non-securities trading hours, 0 hours devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-18 |
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