Berta Alicia Gordon

Current Employers

Employment History

• 01/2017 → 12/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  La Crescenta, CA
• 01/2017 → 12/2021
  Bank Of America, N.A.
  La Crescenta, CA
• 06/2016 → 01/2017
  Unemployment
  La Canada, CA
• 01/2022 → Present
  Bmo Bank Na
  Pasadena, CA
• 01/2022 → 02/2023
  Bancwest Investment Services, Inc
  Pasadena, CA
• 07/2023 → Present
  Lpl Financial Llc
  Lakewood, CA

Previous Registrations

• 2022-01-26 → 2023-07-19
  Bancwest Investment Services, Inc.
  La Mirada, CA
  Baldwin Park, CA
  Pasadena, CA
  Rancho Cucamonga, CA
  City Of Commerce, CA
  Chino, CA
  Burbank, CA
  Lakewood, CA
• 2017-01-30 → 2022-01-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Montrose, CA
  La Crescenta, CA
  Montrose, CA
  La Crescenta, CA
• 2015-06-30 → 2016-06-23
  J.P. Morgan Securities Llc
  West Covina, CA
  El Monte, CA
  Baldwin Park, CA
  South Pasadena, CA
  El Monte, CA
  El Monte, CA
• 2014-03-13 → 2015-06-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Covina, CA
  West Covina, CA
  South Pasadena, CA
  Los Angeles, CA
  South Pasadena, CA
• 2011-01-03 → 2012-10-08
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Pasadena, CA
  La Canada, CA
• 2009-08-10 → 2011-01-03
  Wells Fargo Investments, Llc
  Los Angeles, CA
  Hollywood, CA

Other Businesses

1. 05/04/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/04/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Senior Private Client Advisor, VP - Start Date 07/20/2023 - 160 Hours Per Month - Time Spent 100%

Exams

• S66 Uniform Combined State Law Examination
  2009-08-08

Other Names

• Berta Alicia Jovel
• Berta Alicia Jovel
• Berta Alicia Gordon
• Berta A Gordon
• Berta Gordon