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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-09-17 |
Branch Locations
1 Battery Park Plaza Ste 3350, New York, NY 10004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Communityamerica Financial Solutions Llc | Lenexa | KS | 04/2018 | 01/2019 |
| Santander Securities, Llc | Dorchester | MA | 03/2019 | 07/2020 |
| United Nations Federal Credit Union | New York | NY | 05/2016 | 01/2019 |
| Unemployed | Brooklyn | NY | 01/2019 | 03/2019 |
| Santander Investment Services | Brooklyn | NY | 03/2019 | 07/2020 |
| Td Ameritrade | New York | NY | 07/2020 | 07/2021 |
| Rick Hu | New York | NY | 07/2021 | 08/2021 |
| Raymond James Financial Services | New York | NY | 05/2016 | 05/2018 |
| Hudspro | Brooklyn | NY | 03/2020 | Present |
| Rick Hu | New York | NY | 09/2021 | Present |
| Northwestern Mutual Investment Services Llc | New York | NY | 09/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2021 | Present |
1. Hudspro, Not Investment-related, 1980 E 29 St, Brooklyn , NY, USA, 00000, 0000, 1% Owner, Start Date: 03/01/2020, 2 hrs per week, 0 trading hrs per week, Amazon sales, Duties: Sell tangible products on Amazon like car filters car plate car mats etc. 2. 50% OWNER, 12 GRIMSBY REALTY LLC, 12 GRIMSBY ST, STATEN ISLAND, , NEW YORK, 10305, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/3/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTOR; INVESTMENT-RELATED. 3. 2230 CROPSEY AVE, 2230 CROPSEY AVE, BROOKLYN, , NEW YORK, 11214, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 07/02/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL MNT. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-29 |
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