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2967 Oak Run Parkway Suite 505 #11, New Braunfels, TX 78132 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-10-11 |
| TX | RA | APPROVED | 2020-06-27 |
Branch Locations
2967 Oak Run Parkway Suite 505 #11, New Braunfels, TX 78132 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Financial Advisors, Inc. | Austin | TX | 06/2009 | 05/2020 |
| Usaa Financial Planning Services | Austin | TX | 08/2009 | 05/2020 |
| Usaa Investment Management Company | San Antonio | TX | 01/2018 | 05/2020 |
| Comal Wealth Management Llc | New Braunfels | TX | 05/2020 | Present |
1. Name of the other business: Arx Dominion LLC; Investment Related - No; The address of the other business: P.O. Box 1304, Canyon Lake, TX 78133; Nature of the other business: Personal Real Investment: Your position: Managing member; Title or relationship with the other business: Managing Member; number of hour per month devoted to other business; 0 per month; Number of hours per month during trading hours: 0 per month; Entity was created to buy real estate for personal investment. 2.Advisor Toolkit LLC, Investment related, 539 W. Commerce St #1205, Dallas, TX, 75208, Development and licensing of financial software applications for consumers and financial professionals, Managing Member,7/27/2026, Approximately 40 hours per month, Approximately 20 hours per month, oversee the design, development, testing, administration, and marketing of the company’s software applications, along with general business operations. My responsibilities may also include customer support, vendor management, bookkeeping, and strategic planning. The company’s activities do not include taking custody of client assets or executing securities transactions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-12 |
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