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Benjamin Scott Hooper

Comal Wealth Management

New Braunfels, TX

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Current Employers
Comal Wealth Management

2967 Oak Run Parkway Suite 505 #11, New Braunfels, TX 78132 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-10-11
TX RA APPROVED 2020-06-27
  • LA RA
    APPROVED
    Since 2021-10-11
  • TX RA
    APPROVED
    Since 2020-06-27

Branch Locations

2967 Oak Run Parkway Suite 505 #11, New Braunfels, TX 78132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Austin TX 06/2009 05/2020
Usaa Financial Planning Services Austin TX 08/2009 05/2020
Usaa Investment Management Company San Antonio TX 01/2018 05/2020
Comal Wealth Management Llc New Braunfels TX 05/2020 Present
  • 06/2009 → 05/2020
    Usaa Financial Advisors, Inc.
    Austin, TX
  • 08/2009 → 05/2020
    Usaa Financial Planning Services
    Austin, TX
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 05/2020 → Present
    Comal Wealth Management Llc
    New Braunfels, TX
Previous Registrations
  • 2018-01-08 → 2020-06-17
    New Braunfels, TX
    San Antonio, TX
    San Antonio, TX
  • 2009-09-01 → 2018-01-08
    Usaa Financial Planning Services
    San Antonio, TX
    El Paso, TX
    Austin, TX
    San Marcos, TX
    Austin, TX
Other Businesses

1. Name of the other business: Arx Dominion LLC; Investment Related - No; The address of the other business: P.O. Box 1304, Canyon Lake, TX 78133; Nature of the other business: Personal Real Investment: Your position: Managing member; Title or relationship with the other business: Managing Member; number of hour per month devoted to other business; 0 per month; Number of hours per month during trading hours: 0 per month; Entity was created to buy real estate for personal investment. 2.Advisor Toolkit LLC, Investment related, 539 W. Commerce St #1205, Dallas, TX, 75208, Development and licensing of financial software applications for consumers and financial professionals, Managing Member,7/27/2026, Approximately 40 hours per month, Approximately 20 hours per month, oversee the design, development, testing, administration, and marketing of the company’s software applications, along with general business operations. My responsibilities may also include customer support, vendor management, bookkeeping, and strategic planning. The company’s activities do not include taking custody of client assets or executing securities transactions.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-21
S63 Uniform Securities Agent State Law Examination 2009-08-12
  • S65 Uniform Investment Adviser Law Examination
    2009-08-21
  • S63 Uniform Securities Agent State Law Examination
    2009-08-12
Designations
Other Names
  • Benjamin S Hooper

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