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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-03
CT RA APPROVED 2025-08-18
  • TX RA
    APPROVED
    Since 2025-09-03
  • CT RA
    APPROVED
    Since 2025-08-18

Branch Locations

628 Hebron Ave, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2011 03/2019
Commonwealth Financial Network Waltham MA 04/2019 08/2025
Raymond James Financial Services Inc. Glastonbury CT 08/2025 Present
Raymond James Financial Services Advisors Inc. Glastonbury CT 08/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Capital Wealth Management Address: 628 Hebron Ave Ste 216, Glastonbury, CT, 06033-5027, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/22/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-05
S63 Uniform Securities Agent State Law Examination 2011-11-14
  • S66 Uniform Combined State Law Examination
    2017-08-05
  • S63 Uniform Securities Agent State Law Examination
    2011-11-14
Designations
Other Names
  • Kelsey C Hicks
  • Kelsey C Hicks

View on SEC IAPD

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