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Cody Andrew Williams

Equitable Advisors, LLC

Williamsville, NY

Cranberry Township, PA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-03
NY RA APPROVED 2021-05-18
PA RA APPROVED 2012-01-09
  • TX RA
    APPROVED_RES
    Since 2024-09-03
  • NY RA
    APPROVED
    Since 2021-05-18
  • PA RA
    APPROVED
    Since 2012-01-09

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

20397 Route 19 Suite 232, Cranberry Township, PA 16066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 10/2009 06/2020
Equitable Advisors, Llc New York NY 10/2009 Present
Other Businesses

Orchard Park Academy of Finance - Orchard Park, NY - Board Member non-investment - 08/2024 - 2 hrs/mth.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-16
S63 Uniform Securities Agent State Law Examination 2009-12-04
  • S65 Uniform Investment Adviser Law Examination
    2011-12-16
  • S63 Uniform Securities Agent State Law Examination
    2009-12-04
Other Names
  • Cody Williams

View on SEC IAPD

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