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Harris Evan Mandel

Morgan Stanley

Deerfield, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2015-12-18
TX RA APPROVED 2015-12-18
  • IL RA
    APPROVED
    Since 2015-12-18
  • TX RA
    APPROVED
    Since 2015-12-18

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Deerfield IL 12/2015 Present
Previous Registrations
  • 2015-01-07 → 2015-12-15
    Barclays Capital Inc.
    Chicago, IL
    Chicago, IL
    New York, NY
  • 2013-03-20 → 2013-12-06
    E. A. Horwitz Llc
    Deerfield, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-16
  • S66 Uniform Combined State Law Examination
    2011-12-16
Other Names
  • Harris E Mandel
  • Harris Evan Mandel
  • Harris Mandel

View on SEC IAPD

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Other Offices

CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL
PARKSIDE INVESTMENTS, LLC · DEERFIELD, IL

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