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Alexander Harrison Snyder

Duncan Williams Asset Management, LLC

Memphis, TN

CRD 5678518

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Employer firm

Duncan Williams Asset Management, LLC CRD 174809

$2.69B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Duncan Williams Asset Management, Llc

5350 Poplar Avenue Suite 600, Memphis, TN 38119 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-06-14
  • TN RA
    APPROVED
    Since 2024-06-14

Branch Locations

5350 Poplar Avenue Suite 600, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Professional Golfer Germantown TN 08/2013 06/2018
B.RIley Wealth Management Memphis TN 07/2018 06/2024
B. Riley Wealth Advisors, Inc. Memphis TN 07/2022 06/2024
Duncan Williams Asset Management Dba Hays Financial Group Memphis TN 06/2024 Present
M.S. Howells & Co. Scottsdale AZ 07/2024 Present
  • 08/2013 → 06/2018
    Professional Golfer
    Germantown, TN
  • 07/2018 → 06/2024
    B.RIley Wealth Management
    Memphis, TN
  • 07/2022 → 06/2024
    Memphis, TN
  • 06/2024 → Present
    Duncan Williams Asset Management Dba Hays Financial Group
    Memphis, TN
  • 07/2024 → Present
    M.S. Howells & Co.
    Scottsdale, AZ
Previous Registrations
Other Businesses

1.) Duncan Williams Asset Management DBA Hays Financial Group; Investment-Related; 5350 Poplar Ave #600 Memphis, TN 38119; Financial Advisor at RIA Firm; Start Date: 6/14/2024; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; Manage client assets and 401K plans 2.) Hays Financial Group; Investment-Related; 5350 Poplar Ave #600 Memphis, TN 38119; Team DBA; Vice President; Start Date: 8/1/2018; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; Financial Advisor 3.) Evangelical Christian School; Not Investment Related; 7600 Macon Road, Cordova, TN 38018; Varsity Golf Coach; Start Date: 8/1/2019; 50 hours devoted monthly; 2 hours devoted monthly during trading hours; Coach of golf team 4.) Fellowship of Christian Athletes; Not Investment-Related; 2005 E. Winchester Blvd, Collierville, TN 38017; Board Memeber; Start Date: 1/1/2021; 2 hours devoted monthly; 0 hours devoted during trading hours; Board Member 5.) M.S. Howells and Co.; Investment-Related; 23350 N Pima Rd, Scottsdale, AZ 85255; Broker Dealer; Independent Contractor; Start Date: 6/2024; 160 hours devoted monthly; 160 hours devoted monthly during trading hours; Financial Advisor, Insurance and Annuity Business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-27
  • S66 Uniform Combined State Law Examination
    2018-11-27
Other Names
  • Alex Snyder

View on SEC IAPD

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