Kristen Leigh Liller

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-09-17
NJ	RA	APPROVED	2013-06-14

FL RA
APPROVED

Since 2024-09-17
NJ RA
APPROVED

Since 2013-06-14

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

4225 Ponce De Leon Blvd Suite 500, Coral Gables, FL 33146 • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Weehawken	NJ	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

Weehawken, NJ

Other Businesses

1. Kappa Kappa gamma, Dublin Ohio United States-43017, Foundation, Fraternity, Sorority, Advisor or advisory group member if advice given may influence an officer/boardOn the fraternity committee and foundation investment committee, start date-10/24/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-06-12
S63	Uniform Securities Agent State Law Examination	2009-08-25

S66 Uniform Combined State Law Examination

2013-06-12
S63 Uniform Securities Agent State Law Examination

2009-08-25

Other Names

Kristen Kostiw
Kristen Leigh Kostiw
Kristen Leigh Kostiw

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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