Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-28 |
| CA | RA | APPROVED | 2014-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Anahiem | CA | 10/2014 | Present |
| Bank Of America, N.A. | Anahiem | CA | 10/2014 | Present |
I*76051 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: N/A INVESTMENT RELATED: N ADDRESS OF BUSINESS: CALIFORNIA NATURE OF BUSINESS: OTHER,DONE UNDER MY NAME, NO COMPANY. POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 10/11/2011 NUMBER OF HOURS DEVOTED: 60 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BUY AND SELL LAND WITH FRIENDS IN SOUTHERN CALIFORNIA. NO COMPANY HAS BEEN ESTABLISHED IT IS DONE IN MY INDIVIDUAL NAME.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-04 |
Reach out to this advisor