Thomas J Cammarata

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → Present
  Ubs Financial Services Inc
  New York, NY

Other Businesses

FINRA / 1 Liberty Plaza, New York, NY 10006 / United States / www.finra.org / Financial Industry Regulatory Authority / Financial (Consumer & Investment Services) / The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to protect investors by making sure the United States securities industry operates fairly and honestly. FINRA oversees about 4,250 brokerage firms, about 162,155 branch offices and approximately 629,525 registered securities representatives / FINRA Arbitrator / Serve on a panel hearing arbitration claims / No / Other / Start Date 6/18/2019 / No / No

Exams

• S66 Uniform Combined State Law Examination
  2014-05-22

Other Names

• Thomas Cammarata