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3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-03-23 |
| LA | RA | APPROVED | 2016-03-17 |
| OH | RA | APPROVED | 2013-07-05 |
Branch Locations
291 E. Livingston Avenue, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dublin | OH | 07/2013 | Present |
| Stratos Wealth Partners, Ltd. | Dublin | OH | 07/2013 | Present |
1. 06/06/2013 - Options Unlimited Research - INV REL - Business Entity For Tax/Investment Purposes Only - NO TIME SPENT - Shell account with no active businesses/services offered. Name is not held out to the public. 2. 06/06/2013 - Stratos Wealth Partners, LTD. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 7/2/2013 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 04/28/2014 - Stratos Wealth Partners - INV REL - 80% TIME SPENT - Registered Investment Advisor DBA - DBA for Stratos Wealth Partners RIA business, all of the above included. 5. 9/5/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 08/01/2017 - 1 Hour Per Month During Securities Trading - Notary Public. 6. 3/9/2018 - Plan for Your Tomorrow, Inc. - Investment Related - At Reported Business Location(s) - Other-Teaching - Start Date:2/23/2018 - 3 Hours Per Month/ 0 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-27 |
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