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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-23
LA RA APPROVED 2016-03-17
OH RA APPROVED 2013-07-05
  • TX RA
    APPROVED_RES
    Since 2016-03-23
  • LA RA
    APPROVED
    Since 2016-03-17
  • OH RA
    APPROVED
    Since 2013-07-05

Branch Locations

291 E. Livingston Avenue, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Dublin OH 07/2013 Present
Stratos Wealth Partners, Ltd. Dublin OH 07/2013 Present
Previous Registrations
Other Businesses

1. 06/06/2013 - Options Unlimited Research - INV REL - Business Entity For Tax/Investment Purposes Only - NO TIME SPENT - Shell account with no active businesses/services offered. Name is not held out to the public. 2. 06/06/2013 - Stratos Wealth Partners, LTD. - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 7/2/2013 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4. 04/28/2014 - Stratos Wealth Partners - INV REL - 80% TIME SPENT - Registered Investment Advisor DBA - DBA for Stratos Wealth Partners RIA business, all of the above included. 5. 9/5/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 08/01/2017 - 1 Hour Per Month During Securities Trading - Notary Public. 6. 3/9/2018 - Plan for Your Tomorrow, Inc. - Investment Related - At Reported Business Location(s) - Other-Teaching - Start Date:2/23/2018 - 3 Hours Per Month/ 0 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-27
  • S66 Uniform Combined State Law Examination
    2011-04-27
Other Names
  • Susan Dawn Oswald

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