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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2015-10-23 |
Branch Locations
1099 Alakea Street Suite 1510, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Honolulu | HI | 09/2015 | Present |
1. Rental Property; 217 Prospect St Apt B6 Honolulu, HI 96813; Real estate investment property that I will be renting out for the next 1.5 years.; Owner / Landlord; Address building & tenant questions / issues, repair potential issues that come up with the apartment unit, and collect rent payments from tenant.; 09/01/2023; 1 hr/week; Not during securities trading hours; Investment-Related 2. Association of Apartment Owners of Dowsett Point; 217 Prospect St Honolulu HI 96813; Condominium; Board of Director; Providing overall governance and management of the condominium including maintenance of common areas, finances, rules & regulations, and representing and communicating with unit owners; 02/28/2025; 6 hrs/month; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-09 |
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