Richard Nelson

Current Employers

Employment History

• 09/1976 → Present
  Richard And Laurel Nelson Jv
  Pleasant Grove, CA
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2019 → Present
  Nelsons Landing, Llc
  Lincoln, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-08-13 → 2012-11-06
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1/2/12 APX # OF HOURS PER WEEK: VARIES APX # OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS ANNUITIES; 2. NAME OF OTHER BUSINESS: RICHARD & LAUREL NELSON JOINT VENTURE INVESTMENT RELATED: NO ADDRESS: 2787 PLEASANT GROVE RD. PLEASANT GROVE, CA 95668 NATURE OF BUSINESS: RICE FARMING START DATE: 1976 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX # OF HOURS PER WEEK: 7 APX # OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: GENERAL OVERSIGHT OF OPERATION; 3. NAME OF OTHER BUSINESS: CAROLYN NELSON 2004 IRR TRUST INVESTMENT RELATED: NO ADDRESS: 2787 PLEASANT GROVE RD. PLEASANT GROVE, CA 95668 NATURE OF BUSINESS: FARM PROPERTY OWNERSHIP-RICE PRODUCTION START DATE: 2004 POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE WITH WIFE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CO-TRUSTEE WITH WIFE FOR DAUGHTER'S TRUST; 4.. NAME OF OTHER BUSINESS: TRISTAN NELSON 2004 IRR TRUST INVESTMENT RELATED: NO ADDRESS: 2787 PLEASANT GROVE RD. PLEASANT GROVE, CA 95668 NATURE OF BUSINESS: FARM PROPERTY OWNERSHIP-RICE PRODUCTION START DATE: 2004 POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE WITH WIFE APX # OF HOURS PER WEEK: 1 APX # OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CO-TRUSTEE WITH WIFE FOR SON'S TRUST; 5. NAME OF OTHER BUSINESS: DBA ATHERTON WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: FINANCIAL PLANNING START DATE: 12/2012 APX # OF HOURS PER WEEK:40 APX # OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL PLANNING BUSINESS 6. NAME OF OTHER BUSINESS: NELSONS LANDING, LLC , INVESTMENT RELATED: NO, ADDRESS: 1779 CARNELIAN COURT, LINCOLN, CA, 95648, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2019, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OVERSEE PROPERTY MANAGER AND ACCOUNTING FUNCTIONS FOR VACATION RENTAL PROPERTY; 7. NAME OF OTHER BUSINESS: NELSON FAMILY HOLDINGS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FARMING; START DATE: 12/2020; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: FARM LAND FOR FARMING RICE AND WALNUTS, BOOKKEEPING, ENSURE SAFE MAINTENANCE OF PROPERTY;

Exams

• S66 Uniform Combined State Law Examination
  2009-08-12

Designations