Garrett B Ozbun

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → Present
  Merrill Lynch, Pierce, Fenner And Smith Incorporated
  Cape Girardeau, MO
• 11/2011 → Present
  Bank Of America, N.A.
  Cape Girardeau, MO

Other Businesses

I*434280 For profit or not for profit: Entity Charitable Name of outside business organization: Saint Francis Healthcare System Foundation Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member","Officer"], Start date of relationship: 7/1/2023 Number of hours devoted: 24 hour(s) Yearly Number of hours devoted during trading hours: 24 Duties: , The Foundation board is made up of volunteer members who provide input and support to ongoing fund raising efforts. As Board Chair as of 7-1-2023. I attend executive committee meetings along with regular board meetings to help set strategic goals and acti

Exams

• S66 Uniform Combined State Law Examination
  2011-10-18

Other Names

• Garrett Ozbun
• Garrett Bartholomew Ozbun