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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-06-28 |
| MO | RA | APPROVED | 2011-10-19 |
Branch Locations
1371 N Mt Auburn Rd, Cape Girardeau, MO 63701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Cape Girardeau | MO | 06/2011 | Present |
| Bank Of America, N.A. | Cape Girardeau | MO | 11/2011 | Present |
I*434280 For profit or not for profit: Entity Charitable Name of outside business organization: Saint Francis Healthcare System Foundation Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member","Officer"], Start date of relationship: 7/1/2023 Number of hours devoted: 24 hour(s) Yearly Number of hours devoted during trading hours: 24 Duties: , The Foundation board is made up of volunteer members who provide input and support to ongoing fund raising efforts. As Board Chair as of 7-1-2023. I attend executive committee meetings along with regular board meetings to help set strategic goals and acti
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-18 |
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