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Jose Rubio

Wells Fargo Clearing Services, LLC

San Luis Obispo, CA

Camarillo, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-03-28
  • CA RA
    APPROVED
    Since 2024-03-28

Branch Locations

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

11 E Ponderosa Dr, Camarillo, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch,Pierce,Fenner & Smith Incorporated Ventura CA 02/2014 07/2019
Bank Of America, N.A. Ventura CA 02/2014 07/2019
Jp Morgan Securities, Llc Oxnard CA 07/2019 03/2024
Wells Fargo Clearing Services, Llc San Luis Obispo CA 03/2024 Present
Previous Registrations
  • 2019-08-08 → 2024-02-28
    J.P. Morgan Securities Llc
    Oxnard, CA
    Oxnard, CA
    Oxnard, CA
    Santa Paula, CA
    Carpinteria, CA
  • 2014-02-13 → 2019-07-22
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Ventura, CA
    Santa Paula, CA
    Ventura, CA
    Santa Paula, CA
    Santa Paula, CA
    Port Hueneme, CA
    Oxnard, CA
    Port Hueneme, CA
    Santa Paula, CA
    Oxnard, CA
    Port Hueneme, CA
  • 2012-10-01 → 2014-02-05
    J.P. Morgan Securities Llc
    Santa Paula, CA
    Ventura, CA
    Oxnard, CA
    Oxnard, CA
    Oxnard, CA
  • 2011-02-04 → 2012-10-01
    Chase Investment Services Corp.
    Oxnard, CA
    Ventura, CA
    Santa Paula, CA
    Ventura, CA
    Oxnard, CA
    Santa Paula, CA
    Ventura, CA
    Oxnard, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-03
S63 Uniform Securities Agent State Law Examination 2009-08-21
  • S65 Uniform Investment Adviser Law Examination
    2011-02-03
  • S63 Uniform Securities Agent State Law Examination
    2009-08-21
Other Names
  • Jose De Jesus Reyes Rubio
  • Jose J Rubio
  • Jose Rubio Reyes
  • Jose Rubio Reyes

View on SEC IAPD

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MML INVESTORS SERVICES, LLC
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STATE FARM INVESTMENT MANAGEMENT CORP.
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PEAK WEALTH ADVISORS, INC.
CREW WEALTH MANAGEMENT

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RALPH MICHAELS SLOCUM
TRINA JACQLEEN CISNEROS
MATT TAPANI KOKKONEN
James Ralph Haack
Joel Martin Dunbar
TODD ALAN THOMAS
CAROLYN JANE HERZOG

Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

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