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Inactive

Cody James Forbush

Grimes & Company

Westborough, MA

Underwood, IA

Omaha, NE

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Current Employers
Grimes & Company

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-09-08
IA RA APPROVED 2022-09-07
TX RA APPROVED 2022-09-07
  • NE RA
    APPROVED
    Since 2022-09-08
  • IA RA
    APPROVED
    Since 2022-09-07
  • TX RA
    APPROVED
    Since 2022-09-07

Branch Locations

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Underwood, IA • United States

14301 Fnb Parkway Suite 100, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 08/2010 10/2017
Ts Capital, Llc Council Bluffs IA 10/2017 11/2020
Dickinson Investment Advisors, Llc Council Bluffs IA 11/2020 09/2022
Grimes & Company, Inc. Underwood IA 09/2022 Present
  • 08/2010 → 10/2017
    Td Ameritrade
    Omaha, NE
  • 10/2017 → 11/2020
    Ts Capital, Llc
    Council Bluffs, IA
  • 11/2020 → 09/2022
    Dickinson Investment Advisors, Llc
    Council Bluffs, IA
  • 09/2022 → Present
    Grimes & Company, Inc.
    Underwood, IA
Previous Registrations
  • 2020-11-17 → 2022-09-08
    Dickinson Investment Advisors
    Council Bluffs, IA
  • 2017-10-26 → 2020-11-04
    Ts Capital, Llc
    Council Bluffs, IA
    Treynor, IA
  • 2012-10-02 → 2017-10-23
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
  • 2012-10-02 → 2017-10-23
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-09-18
S63 Uniform Securities Agent State Law Examination 2010-11-19
  • S66 Uniform Combined State Law Examination
    2012-09-18
  • S63 Uniform Securities Agent State Law Examination
    2010-11-19
Designations

View on SEC IAPD

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NEWEDGE ADVISORS · Westborough, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTBOROUGH, MA
COMMONWEALTH FINANCIAL NETWORK · Westborough, MA
EAGLE STRATEGIES LLC · WESTBOROUGH, MA
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