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Steven Hamilton Bergdoll

Alliancebernstein L.P.

Houston, TX

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-28
  • TX RA
    APPROVED
    Since 2013-01-28

Branch Locations

800 Capitol Street Suite 3550, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliancebernstein Houston TX 01/2013 Present
  • 01/2013 → Present
    Alliancebernstein
    Houston, TX
Previous Registrations
  • 2010-11-30 → 2013-01-17
    Morgan Stanley
    Houston, TX
  • 2009-10-14 → 2010-06-02
    Securian Financial Services, Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-06
  • S66 Uniform Combined State Law Examination
    2009-10-06

View on SEC IAPD

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