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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-12
MN RA APPROVED 2021-07-01
  • TX RA
    APPROVED
    Since 2023-12-12
  • MN RA
    APPROVED
    Since 2021-07-01

Branch Locations

652 Bielenberg Drive, Suite 201, Woodbury, MN 55125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2009 06/2021
Northwestern Mutual Investment Services, Llc Minnetonka MN 09/2009 06/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2016 06/2021
Lpl Financial, Llc Woodbury MN 06/2021 Present
Great Valley Advisor Group, Inc. Woodbury MN 06/2021 Present
  • 06/2009 → 06/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2009 → 06/2021
    Northwestern Mutual Investment Services, Llc
    Minnetonka, MN
  • 12/2016 → 06/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2021 → Present
    Lpl Financial, Llc
    Woodbury, MN
  • 06/2021 → Present
    Great Valley Advisor Group, Inc.
    Woodbury, MN
Other Businesses

1)06/21/2021- Pursuit Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 - 160 Hr/Mth 2)06/24/2021 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 06/2021 - 40 Hr/Mth 3) 7/6/2021 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 6/29/21 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 06/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-04-10
  • S63 Uniform Securities Agent State Law Examination
    2010-04-10
Designations

View on SEC IAPD

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