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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-10-14 |
Branch Locations
3900 Merton Drive Suite 154, Raleigh, NC 27609 • United States
12400 Coit Road Suite 700, Dallas, TX 75251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mid-Atlantic Securities, Inc. | Raleigh | NC | 06/2009 | 10/2022 |
| Dillon Commercial Real Estate Services | Raleigh | NC | 05/2016 | Present |
| Level Four Advisory Services, Llc | Dallas | TX | 10/2022 | Present |
1. GEN'T PARTNER IN WORONOFF PROPERTIES WHICH IS INVESTED IN REAL ESTATE. IT WAS STARTED IN 1997. NO COMPENSATION. PAYS BILLS AND DOES TAX RETURN - ABOUT ONE HOUR A MONTH SPENT ON THIS. 4001 BARRETT DR., LLC - LTD. PARTNER IN THIS SINCE 2005. NO COMPENSATION REC'D. OWNS BUILDING. 2. DILLON COMMERCIAL REAL ESTATE SERVICES - NOT INVESTMENT RELATED - LOCATED AT 3900 MERTON DR., RALEIGH, NC 27609- STARTED 4/25/16-ABOUT 115 HOURS A MONTH (SOME DURING TRADING HOURS) - ASSIST BUYERS AND SELLERS OR LEASING OF COMMERCIAL REAL ESTATE 3. THE JOSEPHUS DANIELS FOUNDATION, NOT INVESTMENT RELATED, STARTED 1/1/2023, FOUNDATION THAT MAKES GRANTS TO THE RALEIGH AND NORTH CAROLINA COMMUNITY, BOARD MEMBER, ATTEND SEMI-ANNUAL MEETINGS AND CONFERENCE CALLS, DEVOTE APPROXIMATELY 1 HOUR PER MONTH DURING SECURITIES TRADING HOURS TO THIS ENTITY. 4. CHRIST CHURCH RALEIGH VESTRY MEMEMBER, NOT INVESTMENT RELATED, MEMBER OF CHURS BOARD OF DIRECTORS, ATTEND MONTHLY MEETINGS, LOCATED AT 120 E. EDENTON STREET, RALEIGH, NC 27601, STARTED FEBRUARY 2025, DEVOTE APPROXIMATELY 3 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS. 5. 4001 BARRETT DRIVE, LLC, REAL ESTATE PARTNERSHIP, NOT INVESTMENT RELATED, OWNERSHIP OF SMALL OFFICE BUILDING, STARTED MAY 1, 2025, I DO NOT DEVOTE ANY TIME TO THIS OWNERSHIP DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-06-11 |
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