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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2018-08-31
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2018-08-31

Branch Locations

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Group Private Client Services New York NY 02/2016 06/2018
Ubs Financial Services Inc. New York NY 06/2018 Present
Other Businesses

Cents Ability / 245 Park Ave New York,New York United States 10167 / Charity/ Charity / charity focused on financial literacy / Member of Board of directors / / Junior Board (Community Outreach Committee) / Start Date 10/31/18 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-22
S63 Uniform Securities Agent State Law Examination 2015-05-04
  • S66 Uniform Combined State Law Examination
    2018-08-22
  • S63 Uniform Securities Agent State Law Examination
    2015-05-04
Other Names
  • Richard Grant Decicco
  • Richard Decicco

View on SEC IAPD

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