Michael Roberto

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 03/2018
  Cti Global
  Rumson, NJ
• 04/2018 → 06/2018
  Unemployed
  Little Silver, NJ
• 10/2018 → 10/2020
  Axa Advisors, Llc.
  New York, NY
• 07/2018 → 10/2020
  Equitable Advisors, Llc
  New York, NY
• 10/2020 → 05/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 10/2020 → 05/2022
  Bank Of America, N.A.
  New York, NY
• 05/2022 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 05/2022 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2020-11-30 → 2022-05-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
• 2020-10-19 → 2020-10-21
  Equitable Advisors, Llc
  Little Silver, NJ
  New York, NY
  New York, NY

Other Businesses

Entity Name: Board of Education Rumson, NJ Investment related: No "Address: https://www.rumsonschool.org/rumson/Board%20of%20Education/ Rumson, New Jersey, 07760" Nature of the other business: Educational Position/Title/Relationship: Employee/Contractor Start Date: 01/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Supervise the local school district. There is no connection to JPMC and the roles have no similarities. Effective 5/19/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S66 Uniform Combined State Law Examination
  2020-10-15
• S63 Uniform Securities Agent State Law Examination
  2018-12-13

Other Names

• Mike Richard Roberto
• Michael Richard Roberto
• Michael Roberto