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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-07-30
UT RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2013-07-30
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Sandy UT 01/2005 Present
Wells Fargo Advisors Llc Salt Lake City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
  • 01/2005 → Present
    Wells Fargo Bank
    Sandy, UT
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Salt Lake City, UT
  • 11/2016 → Present
    Salt Lake City, UT
Previous Registrations
  • 2006-03-03 → 2011-01-03
    Wells Fargo Investments, Llc
    Salt Lake City, UT
    Sandy, UT
    Sandy, UT
Other Businesses

RENTAL PROPERTY; INV RELATED; HERRIMAN, UT; 100% OWNERSHIP WITH SPOUSE; START 5/1/2015; 5 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY - NORTH; INV RELATED; WASHINGTON, UT; RENTAL AND PERSONAL USE; START DATE: 11/07/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-27
  • S66 Uniform Combined State Law Examination
    2006-02-27

View on SEC IAPD

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