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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-26 |
| SD | RA | APPROVED | 2023-04-06 |
Branch Locations
1820 Dakota Ave S, Huron, SD 57350 • United States
6810 S Minnesota Ave, Sioux Falls, SD 57108 • United States
200 E 10Th Street Suite 100, Sioux Falls, SD 57104 • United States
265 Commercial Ave Sw, Wolsey, SD 57384 • United States
320 6Th Avenue, Aberdeeen, SD 57401 • United States
131 N Broadway, Miller, SD 57362 • United States
724 Oxford Street, Worthington, MN 56187 • United States
201 E Main St, Carthage, SD 57323 • United States
212 Calumet Avenue, S.E., De Smet, SD 57231 • United States
700 E. Sioux Ave., Pierre, SD 57501 • United States
221 Main Street, Stickney, SD 57375 • United States
3405 S Sycamore Ave, Sioux Falls, SD 57110 • United States
1715 1St Ave. Ne, Watertown, SD 57201 • United States
120 E Main Street, Wessington Springs, SD 57382 • United States
201 S Ottowa St, Iroquois, SD 57353 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Visionpoint Advisory Group, Llc | Sioux Falls | SD | 11/2014 | 03/2023 |
| Lpl Financial, Llc | Sioux Falls | SD | 11/2014 | 06/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2022 | 03/2023 |
| Lpl Financial | Sioux Falls | SD | 03/2023 | Present |
| American Bank & Trust | Sioux Falls | SD | 03/2023 | Present |
1- 03/2023 / AB&T Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / SIOUX FALLS, SD 2- 11/16/2023 - Graber & Associates - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 10/23/2023 - 120 Hours Per Month/ 3 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-06 |
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