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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-01-28
  • NC RA
    APPROVED
    Since 2021-01-28

Branch Locations

3515 Glenwood Avenue Suite 100, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbtis Charlotte NC 01/2016 09/2020
Bb&T Durham NC 01/2016 01/2019
Bb&T Securities, Llc Richmond VA 01/2018 09/2020
Bb&T Durham NC 01/2019 09/2020
Raymond James Financial Services, Inc. Raleigh NC 09/2020 Present
Raymond James Financial Services Advisors, Inc. Raleigh NC 09/2020 Present
Pinnacle Financial Partners/Pinnacle Bank Raleigh NC 09/2020 Present
  • 01/2016 → 09/2020
    Bbtis
    Charlotte, NC
  • 01/2016 → 01/2019
    Bb&T
    Durham, NC
  • 01/2018 → 09/2020
    Bb&T Securities, Llc
    Richmond, VA
  • 01/2019 → 09/2020
    Bb&T
    Durham, NC
  • 09/2020 → Present
    Raymond James Financial Services, Inc.
    Raleigh, NC
  • 09/2020 → Present
    Raleigh, NC
  • 09/2020 → Present
    Pinnacle Financial Partners/Pinnacle Bank
    Raleigh, NC
Previous Registrations
  • 2018-01-02 → 2020-09-21
    Bb&T Securities, Llc
    Charlotte, NC
    Durham, NC
  • 2016-01-13 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Durham, NC
  • 2010-12-13 → 2015-12-22
    Greensboro, NC
    Charlotte, NC
    Raleigh, NC
    Charlotte, NC
    Durham, NC
  • 2006-03-30 → 2007-11-28
    Truist Investment Services, Inc.
    Durham, NC
    Chapel Hill, NC
Other Businesses

(1)Name of Business: Pinnacle Asset Management Address: 3515 Glenwood Avenue, Raleigh, NC, 27612, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 09/21/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Licensed Bank Advisor (LBA) - Work with clients concerning banking and investment needs. I refer clients to a Raymond James Advisor for investment products and service needs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-07
  • S66 Uniform Combined State Law Examination
    2010-12-07
Designations
Other Names
  • Frederic Kent Anders
  • Frederic Kent Anders
  • Frederic K Anders

View on SEC IAPD

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