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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2009-08-26
  • WI RA
    APPROVED
    Since 2009-08-26

Branch Locations

2559 E Calumet St, Appleton, WI 54915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2009 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2009 Present
Previous Registrations
  • 2009-01-27 → 2009-08-26
    Mutual Service Corporation
    Appleton, WI
    Appleton, WI
    Appleton, WI
Other Businesses

1) WATERTAX, INC., 2559 E. Calumet St., Appleton WI 54915, 08/2006, Owner, Tax Services, NIR, 160 HR/MO, 24 HR/MO TRADING. 2) WATERMARK FINANCIAL SERVICES INC, 2555 E CALUMET ST APPLETON WI, 08/2006, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 0 HR/MO 0 HR/MO TRADING 3) WATERMARK PROFESSIONAL CENTER CONDO ASSOCIATION, 2555 E CALUMET ST APPLETON WI, 09/2018, AS DIRECTOR MANAGING THE OPERATIONS OF THE CONDO. NIR, 2 HR/MO 2 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2009, AS ADVISORY REP OF A RIA. INV REL, 0 HR/MO 5) MEYER INVESTMENT PROPERTIES LLC, 617 N CANTERBURY DR APPLETON WI, 10/2016, LANDLORD, RENTAL PROPERTIES. NIR, 1 HR/MO .25/TRADING 6) MEYER INVESTMENT PROPERTIES III LLC, 617 N CANTERBURY DR APPLETON WI, RENTAL PROPERTY, 01/2020, NIR, 1 HR/MO 0/TRADING 7) WATERMARK PROPERTIES, LLC, 2559 E. Calumet St., Appleton WI 54915, United States, 09/15/2020, OWNER, OWNER/PARTNER OF A BUSINESS ENTITY, NIR, 1 HR/MO - 1 HR/MO TRADING 8) MEYER INVESTMENT PROPERTIES V, LLC, Appleton, WI 54915, 12/2023, Owner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING. 9) WATERLOGGED, LLC, 2559 E CALUMET ST, APPLETON WI 54915, United States, 05/04/2026, OWNER, REAL ESTATE, NIR, 0 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-13
  • S66 Uniform Combined State Law Examination
    2006-03-13

View on SEC IAPD

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