Jason Caldwell

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 05/2018
  Lazard Asset Management Llc
  New York, NY
• 07/2018 → 06/2023
  Goldman Sachs & Co Llc
  New York, NY
• 06/2023 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 06/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 06/2018 → 06/2018
  Unemployed
  Newark, NJ
• 03/2021 → Present
  Chloes Canvas Llc
  New York, NY

Other Businesses

Chloes Canvas LLC; Not investment related; New York, NY; Children's book production company; Director; Owner; 03/2021; 1 hr per month; 0 hrs during securities trading hrs; Produce children's books to be sold on Amazon.com.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-11-14
• S63 Uniform Securities Agent State Law Examination
  2011-07-22

Other Names

• Jason Caldwell
• Jason Lamar Caldwell