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Kellie Jo Bass

Eagle Strategies LLC

Baton Rouge, LA

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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2007-05-15
  • LA RA
    APPROVED
    Since 2007-05-15

Branch Locations

8280 Ymca Plaza Dr Bldg 1, Baton Rouge, LA 70810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ellis Insurance & Financial Group Baton Rouge LA 11/2006 Present
Nylife Securities Baton Rouge LA 02/2006 Present
  • 11/2006 → Present
    Ellis Insurance & Financial Group
    Baton Rouge, LA
  • 02/2006 → Present
    Nylife Securities
    Baton Rouge, LA
Other Businesses

[NOTARY PUBLIC-I AM A NOTARY PUBLIC IN EAST BATON ROUGE PARISH. I USE IT AT WORK TO BETTER SERVE OUR CLIENTS WHO MAY NEED A NOTARY FOR SPOUSAL CONSENT ON 401(K) ROLLOVERS. THIS MIGHT BE DONE TWICE PER QUARTER. NO CHARGES FOR THE SERVICE ARE COLLECTED FROM THE CLIENT OR GIVEN TO ME BY THE AGENT] [DBA ELLIS INSURANCE AND FINANCIAL GROUP]

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-07-24
S65 Uniform Investment Adviser Law Examination 2007-04-18
  • S63 Uniform Securities Agent State Law Examination
    2007-07-24
  • S65 Uniform Investment Adviser Law Examination
    2007-04-18
Other Names
  • Kellie Johnson Modica
  • Kellie Bass Searles
  • Kellie Jo Modica

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
CETERA INVESTMENT ADVISERS LLC
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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