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Britta J Sorensen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayzata, MN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-18
MN RA APPROVED 2014-06-04
  • TX RA
    APPROVED_RES
    Since 2014-06-18
  • MN RA
    APPROVED
    Since 2014-06-04

Branch Locations

315 Lake St E, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 05/2014 Present
Bank Of America, N.A. Wayzata MN 03/2023 Present
Previous Registrations
  • 2014-04-16 → 2014-05-30
    Securian Financial Services, Inc.
    Minneapolis, MN
  • 2014-04-16 → 2014-05-30
    Cri Securities, Llc
    Minneapolis, MN
  • 2013-12-19 → 2014-04-02
    Thrivent Investment Management Inc.
    Minneapolis, MN
    Vadnais Heights, MN
    Prior Lake, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-29
  • S66 Uniform Combined State Law Examination
    2009-07-29
Other Names
  • Britta Joyce Nesvold
  • Britta J Nesvold

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Wayzata, MN
LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN
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