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Nicholas Steven Karbon

Morgan Stanley

Stillwater, MN

Cottage Grove, MN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-21
MN RA APPROVED 2013-11-15
WI RA APPROVED 2009-09-17
  • TX RA
    APPROVED
    Since 2020-02-21
  • MN RA
    APPROVED
    Since 2013-11-15
  • WI RA
    APPROVED
    Since 2009-09-17

Branch Locations

270 Main Street N Suite 100, Stillwater, MN 55082 • United States

Cottage Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Stillwater MN 05/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 05/2009 → Present
    Morgan Stanley Smith Barney Llc
    Stillwater, MN
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-10
  • S66 Uniform Combined State Law Examination
    2009-09-10

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · STILLWATER, MN
LPL FINANCIAL LLC · STILLWATER, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · STILLWATER, MN
LPL FINANCIAL LLC · Stillwater, MN
IMPERATIVE MANAGEMENT LLC · STILLWATER, MN
EDWARD JONES · STILLWATER, MN
STILLWATER ASSET MANAGEMENT, LLC · STILLWATER, MN
STATE FARM INVESTMENT MANAGEMENT CORP. · Stillwater, MN

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