Maria Coclin

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Coclin Associates, Inc.
  Cranston, RI
• 05/2009 → 02/2017
  Lincoln Financial Advisors Corporation
  Cranston, RI
• 07/2014 → Present
  Community College Of Rhode Island
  Warwick, RI
• 02/2017 → Present
  Lpl Financial, Llc
  Waltham, MA
• 02/2017 → Present
  Integrated Wealth Concepts Llc
  Waltham, MA

Previous Registrations

• 2011-05-13 → 2017-02-17
  Osaic Fa, Inc.
  Cranston, RI
  Glastonbury, CT
  Waltham, MA

Other Businesses

1. 02/14/2017 - COCLIN ASSOCIATES, INC/ CPA AFFILIATE PROGRAM/ 80%/ CRANSTON, RI 2. 02/14/2017 - COMMUNITY COLLEGE OF RHODE ISLAND/ TEACHING/ 20%/ LINCOLN, RI 3. 10/9/2018 - Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 02/14/2017 - 5 Hours Per Month/5 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts LLC, an independent investment advisor firm. I started this business activity in 02/2017. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 08/19/2019 - Integrated Financial Partners - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:08/01/2019 - 100 hrs/mo - 100 hrs during trading. 5. 8/4/2020 - No Business Name - Investment Related - Home Based & CRANSTON, RI 02921 - Real Estate Rental - OWNER - Started 02/22/2017- 10 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-23
• S63 Uniform Securities Agent State Law Examination
  2009-09-25