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Kenneth G Smith

Traner Smith Wealth Management, Inc.

Edmonds, WA

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Current Employers
Traner Smith Wealth Management, Inc.

928 Spruce Street, Edmonds, WA 98020-3481 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2010-03-11
  • WA RA
    APPROVED
    Since 2010-03-11

Branch Locations

110 James Street, Suite 106, Edmonds, WA 98020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Traner Smith & Co Edmonds WA 06/1993 Present
Hd Vest Advisory Services Inc Edmonds WA 04/2009 Present
Traner Smith Wealth Management, Inc. Edmonds WA 03/2010 Present
  • 06/1993 → Present
    Traner Smith & Co
    Edmonds, WA
  • 04/2009 → Present
    Hd Vest Advisory Services Inc
    Edmonds, WA
  • 03/2010 → Present
    Traner Smith Wealth Management, Inc.
    Edmonds, WA
Previous Registrations
  • 2009-08-27 → 2010-06-03
    Avantax Advisory Services
    Edmonds, WA
Other Businesses

TRANER SMITH & CO PS, TAX PREPARATION/ACCOUNTING PARTNER/GENERAL PARTNER~6/1993~160HRS~0HRS~ACCOUNTING AND TAX PREP, 150 HRS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-26
  • S65 Uniform Investment Adviser Law Examination
    2009-08-26

View on SEC IAPD

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Other Offices

HARBOUR INVESTMENT MANAGEMENT L.L.C. · EDMONDS, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Edmonds, WA
LPL FINANCIAL LLC · EDMONDS, WA
BEAR MOUNTAIN CAPITAL INC. · Edmonds, WA
QUANTCA FINANCIAL · EDMONDS, WA
CETERA INVESTMENT ADVISERS LLC · EDMONDS, WA
PRIVATE ADVISOR GROUP, LLC · EDMONDS, WA
U.S. BANCORP ADVISORS, LLC · Edmonds, WA

More in Edmonds, WA

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