Best Investors Account Sign in

Jenny Lee Helgeton

Ameriprise Financial Services, LLC

Duluth, MN

Duluth, MN

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2020-09-28
  • MN RA
    APPROVED
    Since 2020-09-28

Branch Locations

227 W 1St St Ste 900, Duluth, MN 55802 • United States

Duluth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Duluth MN 01/2011 03/2018
Kevin Hoene Duluth MN 11/2010 02/2017
Daniel Moseley Duluth MN 03/2017 03/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2017 03/2018
Ameriprise Financial Services, Inc. Duluth MN 07/2018 03/2020
Unemployed Cloquet MN 04/2018 06/2018
Ameriprise Financial Services, Llc Duluth MN 03/2020 Present
  • 01/2011 → 03/2018
    Northwestern Mutual Investment Services, Llc
    Duluth, MN
  • 11/2010 → 02/2017
    Kevin Hoene
    Duluth, MN
  • 03/2017 → 03/2018
    Daniel Moseley
    Duluth, MN
  • 06/2017 → 03/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Duluth, MN
  • 04/2018 → 06/2018
    Unemployed
    Cloquet, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Duluth, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-13
S63 Uniform Securities Agent State Law Examination 2011-07-13
  • S66 Uniform Combined State Law Examination
    2018-12-13
  • S63 Uniform Securities Agent State Law Examination
    2011-07-13
Other Names
  • Jenny Lee Franzen
  • Jenny L Franzen
  • Jenny Helgeton

View on SEC IAPD

Other Firms

RBC CAPITAL MARKETS, LLC
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.
FARTHER
LPL FINANCIAL LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

JOHN PAUL LAWIEN
ALICIA NICOLE KIM
JOY ELIZABETH DALBERG
TRAVIS J KLINGEISEN
PATRICK JOHN PFAHL
KRISTIN G YAPEL
Debra Marie Carlson
ROBERT DANIEL BUBALO

Other Offices

RBC CAPITAL MARKETS, LLC · DULUTH, MN
WELLS FARGO CLEARING SERVICES, LLC · DULUTH, MN
EDWARD JONES · DULUTH, MN
EDWARD JONES · DULUTH, MN
RAYMOND JAMES & ASSOCIATES, INC. · Duluth, MN
FARTHER · Duluth, MN
LPL FINANCIAL LLC · DULUTH, MN
RAYMOND JAMES & ASSOCIATES, INC. · DULUTH, MN

More in Duluth, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor