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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-29
  • CT RA
    APPROVED
    Since 2023-06-29

Branch Locations

95 Glastonbury Blvd Ste 210, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Hartford CT 05/2009 02/2018
Various Insurance Carriers For W & R Insurance Agencies Manchester CT 11/2009 02/2018
Voya Financial Advisors, Inc. Manchester CT 02/2018 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2009 → 02/2018
    Waddell & Reed, Inc
    Hartford, CT
  • 11/2009 → 02/2018
    Various Insurance Carriers For W & R Insurance Agencies
    Manchester, CT
  • 02/2018 → 06/2021
    Manchester, CT
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-02-27 → 2021-06-09
    Glastonbury, CT
    Windsor, CT
  • 2009-10-08 → 2018-03-16
    Waddell & Reed
    Hartford, CT
    Hamden, CT
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 95 GLASTONBURY BLVD STE 210; GLASTONBURY; CT; 6033; Fixed Insurance Sales; INDEPENDENT INSURANCE AGENT; 2/27/2018; 160; 160; Sales of fixed insurance products|NAME OF ENTITY:JACOBS FINANCIAL PARTNERS, LLC; Yes; 95 GLASTONBURY BLVD STE 210; GLASTONBURY; CT; 6033; FINANCIAL SERVICES/DBA; FINANCIAL ADVISER; 2/27/2018; 160; 160; SELL AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-10-07
  • S66 Uniform Combined State Law Examination
    2009-10-07
Other Names
  • John Landry

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