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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-01
TN RA APPROVED 2021-07-30
IL RA APPROVED 2021-06-17
  • TX RA
    APPROVED_RES
    Since 2025-04-01
  • TN RA
    APPROVED
    Since 2021-07-30
  • IL RA
    APPROVED
    Since 2021-06-17

Branch Locations

412 Sw Washington St Suite C, Peoria, IL 61602 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Franklin, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Llc Franklin TN 09/2011 05/2021
Kestra Investment Services, Llc Franklin TN 05/2021 Present
Kestra Advisory Services, Llc Franklin TN 05/2021 Present
  • 09/2011 → 05/2021
    Jackson National Life Distributors Llc
    Franklin, TN
  • 05/2021 → Present
    Kestra Investment Services, Llc
    Franklin, TN
  • 05/2021 → Present
    Franklin, TN
Other Businesses

Name: TN WOMEN CITY AMBASSADOR / TN WOMEN CONNECT LLC POSITION: City Ambassador/Chapter Host NATURE: Networking Chapter Host INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2023 ADDRESS: 138 Coreopsis Ct, Franklin TN 37067 DESCRIPTION: We host 2 events a month in each city for networking. In this Chapter Leader role, I would be responsible for planning, promoting, hosting, and recapping 2 events a month in the city of Bellevue TN Name: DO'S AND DON'TS OF DIVORCE LLC POSITION: Owner, and Financial Expert NATURE: As a Certified Divorce Financial Analyst, I will be the "Financial Expert" for an online training course helping guide people through the financial components of divorce process. INVESTMENT RELATED: No # OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2024 ADDRESS: 1201 Liberty Pike, Ste 229, Franklin TN 37067 DESCRIPTION: I will create online videos for our target audience. I will create social media posts geared towards people navigating the divorce process. It will be separate and unrelated to my current Kestra monitored Social Media platform. I will be the Financial Expert on a monthly webinar with pre-reviewed questions. There will be no investment advice given, I will strictly be providing guidance on how to navigate the divorce process from a financial standpoint.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-13
S63 Uniform Securities Agent State Law Examination 2009-10-16
  • S65 Uniform Investment Adviser Law Examination
    2021-06-13
  • S63 Uniform Securities Agent State Law Examination
    2009-10-16
Other Names
  • Erin K King
  • Erin Kolleen King

View on SEC IAPD

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