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Kirk Matthew Farkas

Northwestern Mutual Investment Services, LLC

St Simons Is, GA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-01-13
  • GA RA
    APPROVED
    Since 2022-01-13

Branch Locations

300 Main St Ste 201, St Simons Is, GA 31522 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Truist Bank Savannah GA 02/2009 12/2021
Joshua Ferguson St Simons Is GA 01/2022 Present
Northwestern Mutual Investment Services Llc St Simons Is GA 01/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2023 Present
  • 02/2009 → 12/2021
    Truist Bank
    Savannah, GA
  • 01/2022 → Present
    Joshua Ferguson
    St Simons Is, GA
  • 01/2022 → Present
    Northwestern Mutual Investment Services Llc
    St Simons Is, GA
  • 01/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2016-09-19 → 2021-11-05
    Truist Advisory Services, Inc.
    Savannah, GA
  • 2014-09-25 → 2016-12-31
    Truist Investment Services, Inc.
    Savannah, GA
    Savannah, GA
    Savannah, GA
    Savannah, GA
    Savannah, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-25
S63 Uniform Securities Agent State Law Examination 2010-04-20
  • S65 Uniform Investment Adviser Law Examination
    2014-09-25
  • S63 Uniform Securities Agent State Law Examination
    2010-04-20
Other Names
  • Kirk Farkas
  • Kirk Matthew Farkas

View on SEC IAPD

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DAVID HORMELL RICE
Keith ALAN Dober
DEBORAH M RICE

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT SIMONS ISLAND, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT SIMONS ISLAND, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Simons Island, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · St. Simons Island, GA
LPL ENTERPRISE, LLC · ST SIMONS ISLAND, GA
LPL FINANCIAL LLC · ST SIMONS ISLAND, GA
LPL FINANCIAL LLC · ST. SIMONS ISLAND, GA
CETERA INVESTMENT ADVISERS LLC · ST. SIMONS ISLAND, GA

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