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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-01-22
  • GA RA
    APPROVED
    Since 2021-01-22

Branch Locations

300 Main St Ste 201, St Simons Is, GA 31522 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Target Brunswick GA 03/2011 06/2020
Northwestern Mutual Investment Services Llc St Simons Is GA 07/2020 Present
Joshua Ferguson St Simons Is GA 06/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-20
  • S66 Uniform Combined State Law Examination
    2021-01-20
Other Names
  • Nate Rikansrud

View on SEC IAPD

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