Joshua Phillip Ferguson

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2016 → Present
  Northwestern Mutual Investment Services, Llc
  St Simons Island, GA
• 08/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2014-10-16 → 2016-07-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Simons Island, GA
• 2010-08-18 → 2014-10-09
  Truist Investment Services, Inc.
  St. Simons Island, GA
  Saint Simons Island, GA
  Savannah, GA
  St. Simons, GA

Other Businesses

1. FERGUSON HOLDINGS LLC, INVESTMENT RELATED: Yes ADDRESS OF BUSINESS: 159 Robertson Cir ST SIMONS ISLAND, GEORGIA 31522 NATURE OF BUSINESS: Rental Property POSITION, TITLE, ASSOCIATION: OWNER START DATE OF RELATIONSHIP: 10/13/2005 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: REAL ESTATE HOLDING COMPANY FOR MY INVESTMENT PROPERTIES. MY WIFE ACTIVELY MANAGES THE PROPERTIES. I HAVE LI0MITED RESPONSIBLITY. 2. Turf Management, INVESTMENT RELATED: N ADDRESS OF BUSINESS: 159 Robertson Cir ST SIMONS ISLAND, GEORGIA 31522 NATURE OF BUSINESS: Landscape POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 05/01/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LANDSCAPE DESIGN, MAINTENANCE AND INSTALL. 3. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 4. 100% OWNER, 111 BLUE HERON COURT, 111 BLUE HERON COURT, RICHMOND HILL, , GEORGIA, 31324, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/1/2005, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. MY WIFE COORDINATES COLLECTION OF RENT AND MAINTENANCE. 5. 100% OWNER, 9303 DUNWOODY DRIVE, 9303 DUNWOODY DRIVE, SAVANNAH, , GEORGIA, 31406, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/1/2005, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. MY WIFE COORDINATES COLLECTION OF RENT AND MAINTENANCE. 6. 100% OWNER, 215 MOSSWOOD DRIVE, 215 MOSSWOOD DRIVE, SAVANNAH, , GEORGIA, 31405, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/1/2007, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. MY WIFE COORDINATES COLLECTION OF RENT AND MAINTENANCE. 7. 100% OWNER, 97 RIDGCREST, 97 RIDGCREST, POOLER, , GEORGIA, 31324, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/1/2005, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. MY WIFE COORDINATES COLLECTION OF RENT AND MAINTENANCE. 8. OWNER, STATERA ENTERPRISES, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 02/05/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 9. OWNER, ADASTRA HOLDINGS, LLC, LEGAL ENTITY, START DATE: 02/05/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2010-08-17
• S63 Uniform Securities Agent State Law Examination
  2008-09-26

Other Names

• Ferguson Josh