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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2007-03-21 |
| TX | RA | APPROVED | 2003-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Simons Island | GA | 11/1999 | Present |
I*3034271Entity Type: Fiduciary role Name of OBA: R. D.Address: Yulee, Florida, 32097Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 10/21/2025Number of Hours: 0, YearlyNumber of Hours during trading: 0, YearlyDuties: Power of Attorney/Parents I*3054264, Entity Type: , Name of OBA: R A D, Address: Yulee, Florida, 32097, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/22/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-24 |
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