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Current Employers
Wen Capital Advisory Group, Inc.

11100 San Pablo Ave Suite 210, El Cerrito, CA 94530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

11100 San Pablo Ave Suite 210, El Cerrito, CA 94530 • United States

1990 North California Blvd Suite 830, Walnut Creek, CA 94596 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wen Capital Advisory Group, Inc. El Cerrito CA 06/2012 Present
Previous Registrations
  • 2011-07-08 → 2012-06-28
    Cetera Wealth Services, Llc
    Livermore, CA
  • 2009-07-20 → 2011-05-16
    St Louis, MO
    El Cerrito, CA
Other Businesses

1) INSURANCE AGENT - FIVE TO 10 HOURS A WEEK.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-17
  • S66 Uniform Combined State Law Examination
    2009-07-17

View on SEC IAPD

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