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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-02-07
IN RA APPROVED 2021-05-25
NJ RA APPROVED 2016-01-22
TX RA APPROVED_RES 2016-01-20
CA RA APPROVED 2016-01-15
CO RA APPROVED 2016-01-15
IL RA APPROVED 2016-01-15
WI RA APPROVED 2016-01-15
  • SC RA
    APPROVED
    Since 2023-02-07
  • IN RA
    APPROVED
    Since 2021-05-25
  • NJ RA
    APPROVED
    Since 2016-01-22
  • TX RA
    APPROVED_RES
    Since 2016-01-20
  • CA RA
    APPROVED
    Since 2016-01-15
  • CO RA
    APPROVED
    Since 2016-01-15
  • IL RA
    APPROVED
    Since 2016-01-15
  • WI RA
    APPROVED
    Since 2016-01-15

Branch Locations

1090 Sugar Maple Dr, Crystal Lake, IL 60012 • United States

3325 North Arlington Heights Suite 200B, Arlinton Heights, IL 60004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Arlington Heights IL 01/2016 Present
Previous Registrations
  • 2015-01-30 → 2016-01-20
    Birmingham, AL
  • 2012-09-07 → 2015-01-30
    Wrp Investments, Inc.
    Arlington Heights, IL
    Youngstown, OH
Other Businesses

1. PAWULA FINANCIAL GROUP POSITION: owner/manager NATURE: Life and Health insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 40 START DATE: 01/15/2016 ADDRESS: 1090 Sugar Maple Dr, Crystal Lake IL 60012, United States DESCRIPTION: Sell health insurance and Life insurance when clients need them. 2. PAWULA FINANCIAL GROUP POSITION: owner NATURE: Pawula Financial Group is a DBA name for my Financial Advisor business INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 01/15/2016 ADDRESS: 1090 Sugar maple dr, Crystal Lake IL 60012, United States DESCRIPTION: I help individuals, Familys, and small companies with financial advice. By helping them set monitor and achieve their goals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-04
S63 Uniform Securities Agent State Law Examination 2010-01-07
  • S65 Uniform Investment Adviser Law Examination
    2012-09-04
  • S63 Uniform Securities Agent State Law Examination
    2010-01-07

View on SEC IAPD

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