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Michael Craig Sommers

J.P. Morgan Securities LLC

Appleton, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-22
WI RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2017-11-22
  • WI RA
    APPROVED
    Since 2012-10-01

Branch Locations

200 West College Avenue, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Waupaca WI 10/2012 Present
Revolt Wood And Metal Design, Llc. Winneconne WI 06/2014 12/2016
Jpmorgan Chase Bank Na Waupaca WI 05/2015 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Waupaca, WI
  • 06/2014 → 12/2016
    Revolt Wood And Metal Design, Llc.
    Winneconne, WI
  • 05/2015 → Present
    Jpmorgan Chase Bank Na
    Waupaca, WI
Previous Registrations
  • 2012-06-05 → 2012-10-01
    Chase Investment Services Corp.
    Appleton, WI
    Appleton, WI
    Appleton, WI
    Oshkosh, WI
    Larsen, WI
    Larsen, WI
    Larsen, WI
    Larsen, WI
    Larsen, WI
    Larsen, WI
    Waupaca, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-01
S63 Uniform Securities Agent State Law Examination 2009-06-02
  • S66 Uniform Combined State Law Examination
    2012-06-01
  • S63 Uniform Securities Agent State Law Examination
    2009-06-02
Other Names
  • Michael C Sommers

View on SEC IAPD

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Other Offices

MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · APPLETON, WI
KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
OSAIC WEALTH, INC. · APPLETON, WI

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