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Ricardo A Urena

J.P. Morgan Securities LLC

Scarsdale, NY

Scarsdale, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-01-09
NY RA APPROVED 2021-05-03
TX RA APPROVED 2016-12-09
NJ RA APPROVED 2016-06-29
  • GA RA
    APPROVED
    Since 2024-01-09
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2016-12-09
  • NJ RA
    APPROVED
    Since 2016-06-29

Branch Locations

34 Popham Rd, Scarsdale, NY 10583 • United States

8 East Parkway, Scarsdale, NY 10583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suny Westchester Valhalla NY 09/2006 Present
J.P. Morgan Securities Llc Scarsdale NY 04/2014 Present
Jpmorgan Chase Bank, N.A. Scarsdale NY 02/2013 Present
  • 09/2006 → Present
    Suny Westchester
    Valhalla, NY
  • 04/2014 → Present
    J.P. Morgan Securities Llc
    Scarsdale, NY
  • 02/2013 → Present
    Jpmorgan Chase Bank, N.A.
    Scarsdale, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-16
S63 Uniform Securities Agent State Law Examination 2014-06-06
  • S65 Uniform Investment Adviser Law Examination
    2016-05-16
  • S63 Uniform Securities Agent State Law Examination
    2014-06-06
Other Names
  • Ricardo Urena
  • Ricky Urena
  • Ricardo A. Urena
  • Ricardo Antonio Urena

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SCARSDALE, NY
CHARLES SCHWAB & CO., INC. · Scarsdale, NY
RATIONALWAVE ASSOCIATES CORP. · SCARSDALE, NY
WELLS FARGO CLEARING SERVICES, LLC · SCARSDALE, NY
J.P. MORGAN SECURITIES LLC · SCARSDALE, NY
IROQUOIS CAPITAL MANAGEMENT, LLC · SCARSDALE, NY
SPRINGVIEW CAPITAL MANAGEMENT LP · SCARSDALE, NY
INVESTRY, LLC · SCARSDALE, NY

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