Zachary Michael Rawlings

Current Employers

Employment History

• 06/2010 → Present
  Massmutual Life Insurance Co
  New York, NY
• 09/2010 → 08/2021
  Mml Investors Services, Llc
  New York, NY
• 10/2021 → Present
  Penn Mutual Life Insurance Company
  Horsham, PA
• 10/2021 → Present
  Hornor, Townsend & Kent, Llc
  Horsham, PA

Previous Registrations

• 2021-06-14 → 2021-08-18
  Mml Investors Services, Llc
  New York, NY

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 10/6/2021 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR, TOWNSEND & KENT, LLC, A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM. 2) FACT CHECKER | INVESTMENT RELATED: NO | DBA NAME: BOTTOM LINE INC. | POSITION HELD: OTHER - INDEPENDENT CONTRACTOR | ADDRESS: 3 LANDMARK SQ, SUITE 201, STAMFORD, CT 06901 | START DATE: 5/1/2016 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: FACK CHECK INSURANCE AND INVESTMENT ARTICLES WRITTEN TO BE REFLECTED/PUBLISHED/DISTRIBUTED BY BOTTOM LINE INC. NO RECOMMENDATIONS ARE MADE ONLY FACT CHECKING 3) INSURANCE & INVESTMENT | INVESTMENT RELATED: YES | DBA NAME: CONTEGO ADVISORS | POSITION HELD: PROPRIETOR/OWNER/PARTNER | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 6/13/2022 |NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH:| DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY ALSO SELLING & SERVICING, DISABILITY INSURANCE, LONG-TERM CARE INSURANCE, HEALTH INSURANCE, FIXED ANNUITIES

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-23
• S63 Uniform Securities Agent State Law Examination
  2009-08-15

Other Names

• Zachary Rawlings