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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-13
  • NC RA
    APPROVED
    Since 2025-11-13

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • UNITED STATES

1900 Eastwood Road, Unit 5, Wilmington, NC 28403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Wilmington NC 11/2013 07/2022
First Citizens Investor Services Raleigh NC 07/2022 09/2025
Capitol Securities Management, Inc Wilmington NC 10/2025 Present
  • 11/2013 → 07/2022
    Lincoln Financial Securities Corporation
    Wilmington, NC
  • 07/2022 → 09/2025
    First Citizens Investor Services
    Raleigh, NC
  • 10/2025 → Present
    Wilmington, NC
Previous Registrations
  • 2022-07-19 → 2025-09-30
    Wilmington, NC
  • 2013-11-15 → 2022-07-25
    Osaic Fs, Inc.
    Leland, NC
    Raleigh, NC
    Wilmington, NC
  • 2011-12-02 → 2013-11-22
    Morehead City, NC
    Leland, NC
    Leland, NC
    Fort Mill, SC
  • 2009-07-07 → 2011-12-05
    St Louis, MO
    Wilmington, NC
    Wilmington, NC
Other Businesses

"Name of Business: 1112 Crestfield Way Leland, NC 28451 Investment-related: Yes Address: 1112 Crestfield Way Leland, NC 28451 Nature of the other business: Rental property Position, title, or relationship with the other business: Account Owner Start date: ongoing Approx number of hours/month you devote to the other business: 2 Approx number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business:deposit rent checks monthly. Occasionally do required maintenance if spouse needs help on weekends " "Name of Business: Guanzini Rentals 1041 Garden Club Way Leland, NC 28428 Investment-related: Yes Address: 1041 Garden Club Way Leland, NC 28428 Nature of the other business: Rental property Position, title, or relationship with the other business: Rental Assistant Start date: ongoing Approx number of hours/month you devote to the other business: 2 Approx number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business:deposit rent checks monthly. Occasionally do required maintenance if spouse needs help on weekends " "Name of Business: Guanzini Rentals 3112 Fairway 4 Ct Supply, NC Investment-related: Yes Address: 3112 Fairway 4 Ct Supply, NC Nature of the other business: Rental property Position, title, or relationship with the other business: Rental Assistant Start date: ongoing Approx number of hours/month you devote to the other business: 2 Approx number of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business:deposit rent checks monthly. Occasionally do required maintenance if spouse needs help on weekends "

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-04
  • S66 Uniform Combined State Law Examination
    2009-07-04
Other Names
  • Stephanie Williams Allen
  • Stephanie Williams
  • Stephanie Williams Guanzini
  • Stephanie Lee Williams
  • Stephanie Lee Guanzini

View on SEC IAPD

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