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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2025-09-19 |
| IL | RA | APPROVED | 2024-01-03 |
| OK | RA | APPROVED | 2023-03-14 |
| AZ | RA | APPROVED | 2023-03-13 |
| WY | RA | APPROVED | 2022-02-02 |
| NY | RA | APPROVED | 2021-04-16 |
| DE | RA | APPROVED | 2021-04-12 |
| MI | RA | APPROVED | 2021-01-29 |
| OH | RA | APPROVED | 2020-09-08 |
| MD | RA | APPROVED | 2020-05-19 |
| MN | RA | APPROVED | 2020-05-19 |
| GA | RA | APPROVED | 2020-04-24 |
| FL | RA | APPROVED | 2020-01-14 |
| MO | RA | APPROVED | 2019-11-22 |
| IN | RA | APPROVED | 2019-05-02 |
| NH | RA | APPROVED | 2019-03-22 |
| CO | RA | APPROVED | 2019-02-06 |
| MA | RA | APPROVED | 2018-10-16 |
| CT | RA | APPROVED | 2018-09-07 |
| RI | RA | APPROVED | 2018-01-23 |
| TX | RA | APPROVED_RES | 2018-01-23 |
| WA | RA | APPROVED | 2017-02-01 |
| PA | RA | APPROVED | 2017-01-23 |
| CA | RA | APPROVED | 2015-04-30 |
| NJ | RA | APPROVED | 2015-02-18 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 03/2009 | Present |
| Park Avenue Securities | New York | NY | 11/2010 | Present |
| Self Employed | New York | NY | 06/2006 | Present |
1. Outside Insurance Sales-On occasion, I sell insurance to clients that is neither Guardian nor through IUS, Start: 03/03/2015, Address: N/A, 1 bus hr per month, Investment related, 2) Angel JD Consulting LLC-Board of Directors, Nature of Business: Legal Entity, Start date: 02/01/2026, Address: 437 Madison Ave, 29th FL, NY, NY 10022, Duties: Member, 1 total hours per month; 1 during securities trading hours, Investment related, 3) Ascela-Broker, Nature of Business: Insurance sales, Start date: 02/02/2026, Address: 437 Madison Avenue, 29th FL, NY NY 10022, Duties: Insurance other than Guardian 1 total hours per month; 1 during securities trading hours, Investment related, 4) Silver Linings P&C Agency, Nature of Business: P& C Insurance sales, Start date: 02/01/2026, Address: 437 Madison Ave, 29th FL, NY, NY 10022, Duties: Insurance sales, 1 total hours per month; 1 during securities trading hours, Investment related, 5) S&W Agency-owner Nature of Business: Legal Entity, Start date: 02/01/2026, Address: 437 Madison Ave, 29th FL, NY, NY 10022, Duties: Shareholder/owner, 1 total hours per month; 1 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-03 |
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