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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • CT RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

155 Main St Ste 3, Manchester, CT 06042 • United States

West Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Manchester CT 04/2009 07/2021
Various Insurance Carriers For W & R Insurance Agencies West Hartford CT 12/2009 07/2021
Lpl Financial Llc Manchester CT 07/2021 Present
  • 04/2009 → 07/2021
    Waddell & Reed, Inc.
    Manchester, CT
  • 12/2009 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    West Hartford, CT
  • 07/2021 → Present
    Manchester, CT
Previous Registrations
  • 2009-09-25 → 2021-07-21
    Waddell & Reed
    Hartford, CT
    Hamden, CT
    Manchester, CT
Other Businesses

1. 7/28/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 7/28/2021 - WRI Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 05/08/2023 - Close Reach Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/10/2023 - 140 Hours Per Month/6 Hours During Securities Trading 4. 08/16/2023 - Close Reach Financial Planning, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/10/2023 - 140 Hours Per Month/6 Hours During Securities Trading 5. 08/24/2023 - Associates of Clifton Park. CRUMP Life Insurance Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/10/2022 - 5 Hours Per Month/ 1 Hour During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-24
  • S66 Uniform Combined State Law Examination
    2009-09-24
Other Names
  • Arthur Alexandor Peske
  • Aleks A. Peske
  • Arthur Peske
  • Arthur Aleksandor Peske
  • Arthur Z. A. O'COnnell Peske

View on SEC IAPD

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