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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
155 Main St Ste 3, Manchester, CT 06042 • United States
West Hartford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Manchester | CT | 04/2009 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | West Hartford | CT | 12/2009 | 07/2021 |
| Lpl Financial Llc | Manchester | CT | 07/2021 | Present |
1. 7/28/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 2. 7/28/2021 - WRI Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 05/08/2023 - Close Reach Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/10/2023 - 140 Hours Per Month/6 Hours During Securities Trading 4. 08/16/2023 - Close Reach Financial Planning, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/10/2023 - 140 Hours Per Month/6 Hours During Securities Trading 5. 08/24/2023 - Associates of Clifton Park. CRUMP Life Insurance Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/10/2022 - 5 Hours Per Month/ 1 Hour During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-24 |
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