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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dallas | TX | 06/2016 | 08/2023 |
| Wells Fargo Clearing Services, Llc ( | Plano | TX | 08/2023 | Present |
RENTAL PROPERTY, INV RELATED, CARROLLTON, TX, 100% OWNERSHIP, START DATE: 10/2/23, 5 HRS PER MONTH, 0 HRS DURING TRADING,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-05 |
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